WebJun 15, 2016 · "In DOL Advisory Opinion 97-16A, the department took the position that a platform provider offering a roster of mutual funds ... would not be a fiduciary by virtue of changing a plan investment menu when the changes would be made under a procedure that gave plan fiduciaries advance notice and a reasonable opportunity to accept or reject the ... WebMar 31, 2009 · Citing DOL Advisory Opinion 97-16A, Plaintiffs submit that LMC and LMIMCo had a duty to regularly monitor all revenue sharing to ensure that compensation paid directly or indirectly for plan services, such as administration and record-keeping, were reasonable. ... While Mr. Otto's opinion is flawed for purposes of this analysis because … cool mint puff xxl WebSee a list of all of the Official Weather Advisories, Warnings, and Severe Weather Alerts for San Tan Valley, AZ. Web97-16A, Department of Labor Advisory Opinion Letter 1997 WL 277979 (May 22, 1997)..... 22, 23 n.9 . 99-03A, Department of Labor Advisory Opinion Letter ... 03-09A, … cool mint puff bar near me WebDec 23, 2009 · See, e.g., DOL Adv. Ops. 97-15A (May 22, 1997) and 97-16A (May 22, 1997). (2) Although the plan fiduciary is required to take into account third party payments made to the plan's providers, there is no duty on the ... (May 22, 1997) and 2005-10A (May 11, 2005). DOL Advisory Opinion 2005-10A describes a program of asset allocation … WebThe opinions expressed in A.O. 97-15A and A.O. 97-16A are limited to the facts presented and may be relied upon only by the parties to whom they were issued. See Advisory … cool mint puff vape WebIn Advisory Opinion 97-16A, (5) the Department expressed the view that a person would not be exercising discretionary authority or control over the management of a plan or its …

WebJul 31, 1996 · 1996-14A. 104 (b) Dear Mr. Dennerline: This is in response to your request for an advisory opinion concerning the scope of section 104 (b) (2) and 104 (b) (4) of the … WebJun 3, 1997 · ERISA Advisory Opinions 97-15A and 97-16A. These opinions, when read together, provide a comprehensive overview as to when such payments would not result in violations of the prohibited transaction rules of ERISA. ... Implications of DOL Advisory Opinions. The DOL opinions, when read together, provide helpful clarification to the … cool mint xxl bang WebSend a written request to the Waiver Review Division asking that we conduct an advisory opinion to determine whether the two-year home-country physical presence requirement applies to you. Include a description of your J-1 program(s), program dates and sources of program funding, and any other relevant information pertaining to your J-1 program. WebDec 12, 2024 · Department of Labor ("DOL") Advisory Opinion 97-16A, 1997 WL 277979 ("It is the view of the Department that a person would not be exercising discretionary authority or control over the management of a plan or its assets solely as a result of deleting or substituting a fund from a program of investment options and services offered to plans ... cool mirrors uk http://www.401khelpcenter.com/dol/dol_working_group_report_feedisclosure_5500.html WebDOL Advisory Opinion 97-16A. In DOL Advisory Opin-ion 97-16A, the DOL advised that fiduciaries must assure that the compensation paid directly or indirectly by the plan to a … cool mint puff bar plus near me

WebSep 25, 2007 · Lou HADDOCK, as trustee of the Flyte Tool & Dye Company Inc. 401(k) Profit-Sharing Plan, et al., Plaintiffs, v. NATIONWIDE FINANCIAL SERVICES INC., et al., Defendants. cool mirror selfies WebTrust management should be encouraged to obtain a favorable ruling from the DOL prior to accepting any such fees for accounts subject to ERISA. DOL has, however, issued Advisory Opinions (AO) 97-15A and 97-16A, respectively referred to as the "Frost" and "Aetna" opinions, which provide useful guidance. cool mirrors for bathroom